Frank Bates

Frank Bates

Regents Professor
Contact Information
  • B.S., Mathematics, State University of New York at Albany, 1976
  • S.M., Chemical Engineering, Massachusetts Institute of Technology, 1979
  • Sc.D., Chemical Engineering, Massachusetts Institute of Technology, 1982

Research Areas

Recent News:

Research Interests

The central theme of our research program derives from a desire to better understand the thermodynamics and dynamics of polymers and polymer mixtures. Three broad areas of investigation have been developed for addressing these issues: polymer synthesis, chemical modification, and molecular characterization; structural analysis by neutron, X-ray, and light scattering, and electron microscopy; dynamical characterization through rheological and processing measurements and mechanical property evaluation. These efforts address issues in each field individually, as well as contributing to our central goals.

Anionic and living free-radical polymerization represent the primary synthetic tools with which we control polymer molecular weight, molecular weight distribution, microstructure, and chain architecture. Subsequent modifications such as catalytic hydrogenation provide for the preparation of model functionalized polymers. Molecular characterization techniques include NMR, size exclusion chromatography, and light scattering.

Establishing the phase behavior and excess thermodynamic properties of polymer mixtures and block copolymers is accomplished through extensive use of small-angle neutron scattering and neutron reflection, along with X-ray and light scattering conducted in our laboratory and at national facilities. We are particularly interested in elucidating the molecular mechanisms governing nanoscale morphology formation in melts and solutions, especially in aqueous systems, and related applications.

Polymer phase state is often correlated with rheological and mechanical properties, particularly for block copolymers, which we investigate in conjunction with the scattering experiments. The ultimate material properties that are addressed include modulus, tensile strength, ductility and toughness.

This basic research program affects a variety of technologically important fields, including polymer processing, composites, fracture mechanics, drug delivery and certain medical applications. An overarching theme of this research program reflects a commitment to develop commercially viable synthetic polymers that support a society based on the sustainable use of science and technology.

Selected Publications

  • “Origins of Low Symmetry Phases in Asymmetric Diblock Copolymer Melts,” by K. Kim, A. Arora, R.M. Lewis III, M. Liu, W. Li, A.-C. Shi, K.D. Dorfman, F.S. Bates, Proceedings of the National Academy of Sciences, 115, 847-854 (2018).
  • “Conformational Asymmetry and Quasicrystal Approximants in Linear Diblock Copolymers,” by M.W. Schulze, R.M. Lewis, III, J.H. Lettow, R.J. Hickey, T.M. Gillard, M.A. Hillmyer, F.S. Bates, Phys. Rev. Lett., 118, 207801-1-5 (2017).
  • “Thermal Processing of Diblock Copolymer Melts Mimics Metallurgy,” by K. Kim, M.W. Schulze, A. Arora, R. M. Lewis, III, M.A. Hillmyer, K.D. Dorfman, F.S. Bates Science, 356, 520-523 (2017).
  • “Combining polyethylene and polypropylene: Enhanced performance with PE/iPP multiblock polymers,” by J.M. Eagan, J. Xu, R. DiGirolamo, C.W. Macosko, C.M. Thurber, A.M. LaPointe, F.S. Bates, G.W. Coates, Science, 355, 814-816 (2017).
  • “Block Polymers - Pure Potential,” by C.M. Bates, F.S. Bates, Macromolecules, 50, 3-22 (2017).
  • “High–throughput Excipient Discovery Enables Oral Delivery of Poorly Soluble Pharmaceutical,” by J.M. Ting, S. Tale, A.A. Purchel, S.D. Jones, L. Widanapathirana, Z.P. Tolstyka, L. Guo, S.J. Guillaudeu, F.S. Bates, T.M. Reineke, ACS Central Science, 2, 748-755 (2016).
  • “Dodecagonal Quasicrystalline Order in a Diblock Copolymer Melt,” by T.M. Gillard, S. Lee, F.S. Bates, Proceedings of the National Academy of Sciences, 113, 5167-5172 (2016).
  • “Deformation Processes in Block Copolymer Toughened Epoxy,” by C. Declet-Perez, L.F. Francis, F.S. Bates, Macromolecules, 48, 3672–3684 (2015).
  • “Sphericity and Symmetry Breaking in the Formation of Frank-Kasper Phases From One Component Materials,” by S. Lee, C. Leighton, F.S. Bates, Proceedings of the National Academy of Sciences, 111, 17723 (2014)
  • “Multiblock Polymers: Panacea or Pandora’s Box?” by F.S. Bates, M.A. Hillmyer, T.P. Lodge, C.M. Bates, K.T. Delaney and G.H. Fredrickson, Science, 336, 434-440 (2012).
  • “Dodecagonal Quasicrystalline Morphology in a Poly(styrene-b-isoprene-b-styrene-b-ethylene oxide) Tetrablock Terpolymer,” by J. Zhang and F.S. Bates, J. Am. Chem. Soc., 134, 7636-7639 (2012).
  • “Structure and Dynamics of Elastomeric Multiblock Terpolymers containing Glassy, Rubbery and Semicrystalline Blocks,” by F. Zuo, C.G. Alfonso and F.S. Bates, Macromolecules, 44, 8143-8153 (2011).
  • “Discovery of a Frank-Kasper sigma-Phase in Sphere Forming Block Copolymer Melts,” by S. Lee, M.J. Bluemle and F.S. Bates, Science, 330, 349-353 (2010).
  • "Molecular Exchange in Diblock Copolymer Micelles: Hypersensitivity to Core Chain Length," by S.-H. Choi, T.P. Lodge and F.S. Bates, Phys. Rev. Lett.,104, 047802 (2010).
  • "Mechanical Consequences of Molecular Composition on Failure in Polyolefin Composites Containing Glassy, Elastomeric, and Semicrystalline Components" by M.K. Mahanthappa, M.A. Hillmyer and F.S. Bates, Macromolecules, 41, 1341 (2008).
  • "Disordered Network State in Hydrated Block Copolymer Surfactants" by S. Jain, X. Gong, L.E. Scriven and F.S. Bates, Phys. Rev. Lett., 96, 138304 (2006).
  • "Microstructure and Mechanical Properties of Semicrystalline-Rubbery-Semicrystalline Triblock Copolymers" by C.M. Koo, L. Wu, L.S. Lim, M.K. Mahanthappa, M.A. Hillmyer and F.S. Bates, Macromolecules, 38, 6090 (2005).
  • "Ordered Network Phases in Linear Poly(Isoprene-b-Styrene-b-Ethylene Oxide) Triblock Copolymers," by T.H. Epps, III, E.W. Cochran, T.S. Bailey, R.S. Waletzko, C.M. Hardy and F.S. Bates, Macromolecules, 37, 8325 (2004).
  • "Shear-induced Network-to-Network Transition in a Block Copolymer Melt," by E.W. Cochran and F.S. Bates, Phys. Rev. Lett., 93, 087802 (2004).
  • "On the Origins of Morphological Complexity in Aqueous Dispersions of Block Copolymer Surfactants," by S. Jain and F.S. Bates, Science, 300, 460 (2003).
  • "High Strength Welds in Metallocene Polypropylene/Polyethylene Laminates," by K.A. Chaffin, J.S. Knutsen, F.S., Bates and P. Brant, Science, 288, 2187 (2000).
  • "Giant Wormlike Rubber Micelles," by Y.-Y. Won, H.T. Davis and F.S. Bates, Science, 283, 960 (1999).
  • "Block Copolymers - Designer Soft Materials," by F.S. Bates and G.H. Fredrickson, Physics Today, 52, 32 (1999).
  • "Polymersomes: Vesicles Made from Diblock Copolymers," by B.M. Discher, Y.-Y. Won, D.S. Ege, J. C.-M. Lee, F.S. Bates, D.E. Discher and D.A. Hammer, Science, 284, 1143 (1999).

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Department of Chemical Engineering and Materials Science

421 Washington Ave. SE, Minneapolis, MN 55455-0132

P: 612-625-1313 | F: 612-626-7246

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